Prospective Advisors

Transition

Now that you have made the decision to go independent, the real work begins.

US Fiduciary can truly be your partner as you embark on your journey to independence. US Fiduciary utilizes a six-week transition period that delivers the resources you need for a smooth transition, while following the Protocol for Broker Recruiting. The Protocol for Broker Recruiting minimizes legal issues that may arise during your transition.

Your transition period starts by identifying technology, communication and physical plant needs. Other items such as selling agreements, licensing and back office support including Human Resources and Insurance will also be covered.

During this period, US Fiduciary’s transition team will work with you to design a process to map your current products and business. Together with Broker-to-Broker, US Fiduciary will assist you in repapering all of your accounts efficiently. Training for you and your staff on our systems and procedures will also be an integral part of this process. There will be a specific set of tasks to be accomplished each week, and by working closely with your transition team leader, you will be guided through a successful transition.

Your transition team leader and a member of US Fiduciary’s IT department will be on site for the launch of your transition to make sure all technology is functioning properly and to answer any operational questions that may arise. These individuals will also keep you informed of all necessary information along the road to becoming independent.