Prospective Advisors

Solutions

Our comprehensive asset management platform delivers innovative and objective wealth management solutions. As an advisor, you expect innovative investment solutions and a true open-architecture environment to meet your client’s unique and dynamic needs. US Fiduciary leverages independent portfolio strategists to deliver on this expectation. Through our partnerships with each strategist, US Fiduciary provides the retail investor access to investment expertise typically reserved for institutions.

We are aware that each client faces his or her own concerns when choosing the most appropriate investment plan. In many cases, individual investors face increasing tax burdens and the need for diversification as their wealth increases. Some may worry about keeping volatility low and protecting what they already have, while others desire more sophisticated vehicles with increased expected returns. Not only does US Fiduciary offer direct access to mutual funds and insurance products via our broker-dealer, USF Securities, L.P., but we also offer separately managed accounts and managed portfolio solutions through our asset management platform. The US Fiduciary wealth management platform features managed mutual fund and ETF solutions, fixed income construction, separately managed accounts, and tax-managed strategies. Each strategist contributes to US Fiduciary’s overall goal: providing a variety of solution sets to meet the specific needs of your clients.

Fixed Income Experts

Fixed Income Securities is equipped with a bond desk and teams of bond specialists. Fixed Income Securities acts as a resource for advisors who are interested in laddered portfolios or municipal bonds for particular states. They also specialize in complex portfolio construction, utilizing duration and swap opportunities.

Model Portfolio Strategists

Frontier Asset Management manages strategic mutual fund portfolios that achieve their objectives by investing with “genius managers” and combining these managers in an optimal way so that the investor participates in the upside of the market, but also has good downside protection. Besides its strategic equity/fixed income blends, Frontier offers an absolute return portfolio, which may be suitable for a conservative investor looking for a specific return with lower volatility.

Greenrock Research provides custom research on asset allocation, investment management, client proposals, and research reports. Greenrock constructs custom mutual fund portfolios based on its capital market assumptions and asset allocation strategies.

Hennion & Walsh has created the first target-risk ETF portfolios, based on the Smart Growth ETF Lipper Indexes, available for Conservative, Moderate, and Growth investment objectives. These investments can help your clients diversify according to their target risk objective, while obtaining the benefits of tax management through the usage of ETFs.

Prima Capital delivers renowned research regarding separately managed accounts and mutual fund managers, and builds target-risk strategic mutual fund models that advisors use via US Fiduciary’s asset management platform.

Sage Advisory Services offers research about ETFs and fixed income. Sage excels at managing three target-risk and three equity portfolios consisting of ETFs, which are managed in a tactical fashion.

Tax-Managed Portfolio Strategies

Advisor Partners specializes in separately managed accounts that are customized for clients that own stock with low cost basis. By building a custom index portfolio around the existing positions and actively managing tax gains and losses, Advisor Partners accomplishes “tax alpha” for your clients in the form of lower capital gains.

Active Investment Advisors serves high net wealth clients by customizing portfolios based on indexes and using tax loss harvesting and lower turnover to minimize taxes and costs.

US Fiduciary’s Alternative Services consist of a full platform of alternative investments, including private equity funds, hedge funds-of-funds, and real estate investment opportunities. These are often available with lower minimum account sizes and lower fee structures than those traditionally offered through direct investments.